Investment Company Act
352 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Screendoor Fund I, L.P. Files Under Section 3(c)(7)
Screendoor Fund I, L.P. filed a document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
AB Municipal Credit Opportunities Fund Files Section 3(c)(7) Exemption
D - AB Municipal Credit Opportunities Fund, L.P. filed for an exemption under Section 3(c)(7) of the Investment Company Act on May 1, 2026.
Screendoor Fund I, L.P. Files Under Investment Company Act Section 3(c)(7)
Screendoor Fund I, L.P. submitted a filing to the SEC on May 1, 2026, under Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files SEC Document Under Section 3(c)(7)
Screendoor Fund I, L.P. filed a document with the SEC on May 1, 2026, related to Investment Company Act Section 3(c)(7).
D - Finalization Fund II, LLC Files Section 3(c)(7) Exemption
D - Finalization Fund II, LLC filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files SEC Document Under Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files Under Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Strategic Investors Fund XII-A, L.P. Files SEC Document on Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Finalization Fund II, LLC Files Under Section 3(c)(7)
D - Finalization Fund II, LLC filed a SEC document on May 1, 2026, referencing Section 3(c)(7) of the Investment Company Act for exemption.
AB Municipal Credit Opportunities Fund Files SEC Form for Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files Under Investment Company Act Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a document on May 1, 2026, citing Section 3(c) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Screendoor Fund I, L.P. Files Under SEC Investment Company Act Section 3(c)(7)
Screendoor Fund I, L.P. submitted a SEC filing on May 1, 2026, detailing its status under Section 3(c)(7) of the Investment Company Act.
CM Investments III LLC Files SEC Document for CM Overlay WAM Fund LLC
CM Investments III LLC filed a SEC document on May 1, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(1).
D - Finalization Fund II, LLC Files Under Section 3(c)(7)
D - Finalization Fund II, LLC filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Stonepeak-Plus Infrastructure Fund Files SEC Exemption Notice
Stonepeak-Plus Infrastructure Fund (TE) LP submitted a filing on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Strategic Investors Fund XII-A Files Under Investment Company Act Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a notice under Section 3(c)(7) on May 1, 2026, according to SEC EDGAR.
Onex Evergreen Credit Master Fund Files Under Section 3(c)(7)
Onex Evergreen Credit Master Fund, L.P. submitted a SEC filing on May 1, 2026, under Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files SEC Form D/A Under Investment Company Act Section 3(c)(7)
Screendoor Fund I, L.P. filed a Form D/A with the SEC on May 1, 2026, citing exemptions under Section 3(c) and 3(c)(7) of the Investment Company Act.
Lido Uncapped Platinum Fund Files SEC Document Under Section 3(c)(7)
Lido Uncapped Platinum Fund (Institutional), LP filed a SEC document on May 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Onex Evergreen Credit Feeder Fund Files SEC Amendment
Onex Evergreen Credit Feeder Fund, L.P. amended its Form D filing on May 1, 2026, referencing exemptions under the Investment Company Act Section 3(c).
Coatue Long Only Partners LP Files Under Section 3(c)(7)
Coatue Long Only Partners LP filed a document with the SEC on May 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
Redwood Grove Capital Fund LP Files SEC Document on Investment Company Act
Redwood Grove Capital Fund LP submitted a filing on May 1, 2026, referencing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Prime Meridian Income Fund LP Files SEC Document
Prime Meridian Income Fund LP filed a document with the SEC on May 1, 2026, citing Section 3(c)(1) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files SEC Form for Exemption
D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, citing Investment Company Act Section 3(c)(7).
Clearwater Opportunity Fund Files SEC Document for Section 3(c)(1)
Clearwater Opportunity Fund, LLLP filed a SEC EDGAR document on May 1, 2026, citing Section 3(c)(1) of the Investment Company Act.
Lasker Fund L.P. Files SEC Notice Under Section 3(c)(7)
Lasker Fund L.P. filed a SEC EDGAR document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
InterCapital Fund, LP Files Under Investment Company Act Section 3(c)(1)
InterCapital Fund, LP submitted a SEC filing on April 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Arrowstreet Fund Files for Investment Company Act Exemptions
D/A - Arrowstreet (Delaware) Custom Alpha Extension Fund Q L.P. filed a document on April 30, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
InterCapital Fund, LP Files Under Investment Company Act Section 3(c)(1)
InterCapital Fund, LP submitted a SEC filing on April 30, 2026, related to Section 3(c)(1) exemption.
Chatham Asset Fund V LP Files for Section 3(c)(7) Exemption
Chatham Asset Private Debt & Strategic Capital Offshore Fund V LP submitted a SEC filing on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Solamere Capital AF V, LP Files SEC Document for Investment Exemptions
Solamere Capital AF V, LP submitted a SEC filing on April 30, 2026, claiming exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
Kleiner Perkins Select Fund IV Friends LLC Files SEC Exemption Notice
Kleiner Perkins Select Fund IV Friends LLC submitted a filing to the SEC on April 30, 2026, citing Section 3(c)(7) of the Investment Company Act.
Arrowstreet (Delaware) L/S Fund L.P. Files SEC Exemption
Arrowstreet (Delaware) L/S Fund L.P. filed for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on April 30, 2026.
Mica Creek Capital Partners LP Files SEC Document Under Investment Company Act
Mica Creek Capital Partners, LP filed a document with SEC EDGAR on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Phalanx Fund V, LP Files Under Investment Company Act Section 3(c)(5)
Phalanx Fund V, LP submitted a SEC EDGAR filing on April 30, 2026, related to Investment Company Act Section 3(c)(5).
Miller Fund Investors, LLC Files SEC Form for Section 3(c)(1) Exemption
Miller Fund Investors, LLC submitted a SEC filing on April 30, 2026, citing reliance on Section 3(c)(1) of the Investment Company Act.
Brookfield BBUC Annex Fund LP Files SEC Form for Investment Company Act Exemption
Brookfield BBUC Annex Fund LP filed a document with the SEC on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Triton Fund 6 SCSp Files for Investment Company Act Exemptions
Triton Fund 6 SCSp submitted a SEC filing on April 30, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
D - ZE-01271 Fund I Files Section 3(c)(1) Exemption with SEC
D - ZE-01271 Fund I, a series of Roll Up Vehicles, LP, submitted a regulatory filing on April 30, 2026, referencing Item 3C.1 under the Investment Company Act Section 3(c).
BluVenture 2026 US Fund 41 Files Under Investment Company Act Section 3(c)(1)
BluVenture 2026 US Fund 41, a series of Platform Funds 2026, LP, filed a notice under Section 3(c)(1) of the Investment Company Act on April 30, 2026, according to SEC EDGAR.
EquityZen Growth Technology Fund LLC Series 2241 Files for Section 3(c)(1) Exemption
EquityZen Growth Technology Fund LLC - Series 2241 submitted a SEC filing on April 29, 2026, related to Item 3C of the Investment Company Act, specifically Section 3(c)(1).
Spatial Capital Fund I LP Files SEC Document Under Section 3(c)(1)
Spatial Capital Fund I LP submitted a SEC filing on April 29, 2026, citing Section 3(c)(1) of the Investment Company Act for exemption purposes.
Prismic Life Management HoldCo Files Under Investment Company Act Section 3(c)(7)
D - Prismic Life Management HoldCo, LLC filed a document under Section 3(c)(7) of the Investment Company Act on April 29, 2026, as per SEC EDGAR records.
Pioneer Square Ventures Fund III L.P. Files SEC Document for Section 3(c)(7)
Pioneer Square Ventures Fund III, L.P. filed a document with the SEC on April 29, 2026, related to Section 3(c)(7) of the Investment Company Act.
Forvm Global Enhanced Inflation Fund LP Files Under Section 3(c)(7)
Forvm Global Enhanced Inflation Fund LP filed a document with the SEC on April 29, 2026, citing Section 3(c)(7) of the Investment Company Act.
BlackOak Alpha Growth Fund Files SEC Document for Section 3(c)(1)
BlackOak Alpha Growth Fund, LP filed a SEC document on April 29, 2026, related to Investment Company Act Section 3(c)(1).
Forvm Global Enhanced Inflation Fund Files Under Section 3(c)(7)
Forvm Global Enhanced Inflation Fund Ltd submitted a SEC filing on April 29, 2026, under Section 3(c)(7) of the Investment Company Act.
Catatumbo Capital Partners Onshore Fund LP Files Under Section 3(c)(7)
D/A - Catatumbo Capital Partners Onshore Fund LP submitted a SEC filing on April 29, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
KKR Multi-Asset Class Credit Fund Files SEC Exemption Document
KKR's Multi-Asset Class Credit Fund submitted a SEC filing on April 29, 2026, for an exemption under Section 3(c)(7) of the Investment Company Act.
Alpha Caddy Partners LP Files Under Investment Company Act Section 3(c)(1)
Alpha Caddy Partners LP filed a document on April 29, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
